Toolbox tailors extension to the needs of poor households and communities

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Diversity Response Approach: Sensitising service providers to farmer diversity as exemplified by approaches to better crop storage
Validated RNRRS Output. Home List by Audience List by Topic

New thinking – emphasizing pluralism, inclusion, farmer empowerment and demand-driven services – has changed the way extension service providers view poverty and production goals. The diversity response approach (DRA) is helping them to put these new approaches into action, and helping them understand the diverse demands and priorities of rural communities and households. DRA applies participatory and technical tools to match available technologies to the needs of identifiable groups, including vulnerable groups that are frequently overlooked. This toolbox, which grew out of efforts to improve grain-store pest management, is helping to counter food insecurity and bolster the livelihoods of smallholder farmers in northern Ghana and Tanzania.

Project Ref: CPH25:
Topic: 5. Rural Development Boosters: Improved Marketing, Processing & Storage
Lead Organisation: Natural Resources Institute (NRI), UK 
Source: Crop Post Harvest Programme

Contents: Description
Validation
Current Situation
Environmental Impact
Annex

Description

Research Programmes:

Crop Post-harvest Programme

Relevant Research Projects:

R8265 (2002 – 2005) Improving household food security by widening the access of small-holder farmers to appropriate grain store pest management.

Collaborating agencies:

  • Natural Resources Institute, University of Greenwich, Central Avenue, Chatham Maritime, Kent, ME4 4TB, UK. Contact Person: Dr Rick Hodges and Mike Morris. Email: mailto:M.J.Morris@gre.ac.uk  Tel: +44 (0) 1634 883813
  • Ministry of Food and Agriculture, Tamale, Ghana. Contact Person: Mr Fusieni Andan. Email: princefuhaan@yahoo.co.uk  Tel: +233 208164891

Other key collaborators include:

  • Mr. Osman Abdel-Rahman, Ghanaian Danish Development Agency. Email gdca@africaonline.com.gh
  • Mr Zacharia Abdul-Rashid, Northern Ghana Network for Development.
  • Dr Samuel Addo, Independent Consultant. Email: ssbaddo@yahoo.com
  • Mr Sulemana Stevenson, Director, Community Action Programme for Sustainable and Rural Development (CAPSARD), Tamale.
  • Mr Solomon K Bariyam, Supervisor, Opportunities Industrialisation Centres, Tamale (OICT).
  • Mr Naresh Shukla, Centre for Agricultural and Rural Development (CARD), Tamale.
  • Dr Joyce A Bediako, Head of Department, University for Development Studies (UDS), Nyankpala.
  • Ministry of Agriculture and Cooperatives, Tanzania (who are undertaking parallel work). Contact Person: Mr William Riwa, Plant Health Services Division. E-mail: wilriwa052@yahoo.com


Research Outputs, Problems and Solutions:

New thinking on extension approaches, which emphasises pluralisminclusionfarmer empowermentand demand-led services, is now widely promoted as being key to the provision of extension services that will address both poverty and production goals. Difficulties remain however in operationalising these approaches. The diversity response approach (DRA) enables extension service providers to advance their understanding of the complexity and diversity of rural communities and households, and to facilitate responsiveness to the correspondingly diverse needs and priorities of these constituencies. The DRA approach brings together sets of participatory and technical tools – a responsiveness toolbox (RTB) – to improve and make more effective the match of technologies to the needs of identifiable groups within communities, including those vulnerable groups who are frequently overlooked. Recognition of the plight of diverse poor groups should both help amplify the voices of the poor and ensure services better tailored to their needs and circumstances.

Recognition of the need for and development of the DRA took place in the context of research initiatives specifically focussed on technologies that would increase farmers’ abilities to protect their grain stocks against post-harvest pests. To many African small-holders, food and financial security are often represented by stored grain and other commodities. These are subject to attack by a complex of insect pests, including the larger grain borer (LGB), an especially damaging species from Central America now endemic in many parts of SSA. Improving grain-store pest management has thus been seen as a means to counter food insecurity and bolster the livelihoods of smallholder farmers. Earlier research initiatives however focused on developing technical solutions to specific pest/crop-related problems, and paid less attention to distinguishing between the needs and priorities of different farmers, or to understanding service delivery system constraints.  Either or both of which could – and do – undermine the developmental impact of good science.

The specific focus of the initial research (1996 – 1999; 1999 – 2002) was driven by tackling the dire LGB situation, and included development of an LGB risk warning system, linked to targeted insecticide application (i.e. reducing the amount of pesticide applied per storage container), in recognition that pesticides are expensive and cost would inevitably deter many smallholder farmers from purchasing them. Other specific technology sets included mud silo storage, cowpea solarisation, use of diatomaceous earth,which are dealt with in detail in other clusters.


Types of Research Output:

Product Technology Service Process or Methodology Policy Other
X X Service approach


Major Commodities Involved:

The DRA is not commodity dependent, but applicable to all circumstances (i.e. all rural livelihoods)


Production Systems:

Semi-Arid High potential Hillsides Forest-Agriculture Peri-urban Land water Tropical moist forest Cross-cutting
X X X X X X X *

* The DRA is applicable to all production systems


Farming Systems: 

Smallholder rainfed humid Irrigated Wetland rice based Smallholder rainfed highland Smallholder rainfed dry/cold Dualistic Coastal artisanal fishing
X X X X X X X

* The DRA is applicable to all farming systems


Potential for Added Value:

The diversity response approach is for use with and by extension service providers to advance their understanding of the complexity and diversity of rural communities and households, and to facilitate responsiveness to the correspondingly diverse needs and priorities of these constituencies. The DRA approach brings together sets of participatory and technical tools – a responsiveness toolbox (RTB) – to improve and make more efficient the match of technologies to people’s circumstances. This is directly relevant to the promotion and extension of a wide range of technologies to farming households where options are required to ensure appropriate matches with the different means and needs of diverse households.

In the field of grain storage, a range of improved technologies exist with which this output might usefully be clustered. These include risk warning and targeted pesticide treatments for LGB (R6684, R7486), improved design of indigenous grain stores (R6685, R6502, R6684), the substitution of synthetic pesticides by solarisation for cowpea (R7442), and diatomaceous earths for maize and sorghum (R8179). The approach could usefully be melded with the ‘enquiry tool’ developed in R8179, which was further developed under R8460, Post-harvest-innovation: Enhancing performance at the interface of supply and utilisation. This latter project introduced post-harvest learning alliances (PHILA), which too would allow for value to be added to this methodology.

Validation

How the outputs were validated:

The original aim of the project (R8265) was to promote a range of grain protection options and hygiene measures to improve household food security. These would be based predominantly on technologies developed by previous CPHP projects, which were to be matched to the circumstances of individual households using a decision-support tool that the project would develop.

Many of the existing PH technologies however, most of which had been developed following needs assessment exercises, were found not to fit with or meet the priorities of poorer households. Moreover their extension by the Ministry of Food and Agriculture (MoFA) and voluntary sector agencies had usually involved the use of ‘contact’ or progressive farmers – often the same types of farmers contacted during the earlier needs assessment exercises – whose resource bases, needs and priorities are typically significantly different from those of poorer households. Discovery that the existing portfolio of storage technologies were mostly inappropriate for many poorer households, that extension services were failing to take account of their particular circumstances, and cognisance of the focus of MoFA’s new agricultural extension policy which is “to ensure equity in the distribution of benefits from development; to improve rural livelihoods; and to reduce poverty” (MoFA, 2002), prompted a rethink by the research coalition which led to the development of the DRA.

Validation of the DRA was undertaken through a series of participatory office- and village-based workshop activities. Participants included key representatives from the coalition of implementing agencies (MoFA, OICT, CAPSARD, CARD, UDS, NRI), district directors, local field staff, and farmers’ representatives. Village-based activities involved the same participants, plus cross-sections of the village community by wealth, age, gender etc.

The Review Workshop, held at MoFA, Tamale, 17-18 March, 2004, reinforced and framed the need for the DRA, and explored institutional constraints to technology promotion.

The Responding to Diversity Workshop was held both at MoFA and at Tampe-Kukuo village, Tamale, 21-26 June, 2004. This workshop confirmed the need for ‘responsiveness’ amongst agricultural service providers, explored the dimensions of diversity, identified practical means and tools for taking diversity into account, and at village level tested different approaches to ‘wealth’ ranking to explore social differentiation.

The Diversity Response Approach: Development and Training Workshop, held at Dalun village, Tamale, 13-17 October, 2004, was facilitated by the Ghana Danish Community Association, and was the culminating exercise in the validation of the DRA methodology, its component steps and tools. The workshop was woven around a series of demonstrations (role-plays) for and by the end-users, use of participatory tools with community members, followed by further reflection and learning by the end-users. End-users here refer to the service providers (i.e. the intended users of the DRA output).

A similar approach to explore post-harvest differentiation, referred to as the enquiry approach – listening and learning from farmers – was developed in Tanzania and Zimbabwe (see R8179 and R8460). Validation involved extension staff in repeat visits, three per year for up to three years, to households from different wealth groups, in villages in three different districts.

Where the Outputs were Validated:

The DRA methodology was validated in Northern Region, Ghana, throughout 2004. The approach, which is relevant to all service providers – state, private or voluntary – and can be applied to any production or farming system, specifically enables responsiveness to different social groups, including the poor and marginalized (i.e. facilitates targeting). Field validation took place in two villages, near Tamale, where people are predominantly engaged in crop farming (men: rice, maize, groundnuts, cowpea, cassava, etc.; women: rice, okra, pepper, etc.), but supplement their livelihoods with a range of other activities (e.g. petty trading, processing of shea nuts, livestock and poultry production, vehicle hire, on- and off-farm labour, handicrafts, etc.), depending on social characteristics such as wealth, age or gender.

Validation of the enquiry approach, also developed in the context of grain storage protection, took place in villages in three different districts, two in Tanzania and one in Zimbabwe, during the period 2003-2005. All districts, while representing different agro-ecological zones, are designated semi-arid areas, with households predominantly engaged in crop farming, and growing maize in particular. The majority of participating households selected to represent the wider community, came from the poorer and middle sections of their respective communities, as identified through wealth ranking by key local informants.

The rationale for both the DRA and the enquiry approach – people-centred approaches – is expressly to enable service providers to hear and learn from different groups, and particularly vulnerable groups who are typically overlooked by the technology-driven approaches hitherto favoured by state extension services.

Current Situation

Who are the Users?

The DRA approach brings together sets of participatory and technical tools to enable targeted interventions, and improve the match between household needs and priorities, and available technologies. These steps and tools were drawn (and developed) from the experiences of the various organisations making up the coalition. As such component tools of the DRA are being used, shared and refined by many of the agencies and projects active in Northern Region, Ghana. Despite the efforts of the development team, the DRA methodology itself has not been formally adopted or institutionalised by MoFA (i.e. in the sense of being mainlined across its extension services).

The parallel work in Tanzania is being promoted by Plant Health Services (PHS) and Post-Harvest Management Services (PHMS) in the Ministry of Agriculture, Food and Cooperatives (MAFC), whose staff were instrumental in the development of the enquiry approach methodology. PHS was more closely associated with crop production goals and PHMS with food security goals, a situation that with the recent change in designation [1] of the ministry may be changing. Both PHS and PHMS are members and make use of the post-harvest innovation learning alliance (PHILA), a national learning network, set up to better facilitate the out- and up-scaling of relevant post-harvest technologies (R8460).

[1] Ministry of Agriculture, Food and Cooperatives (MAFC), formerly Ministry of Agriculture and Food Security (MAFS), Tanzania.

Where the outputs have been used:

There is incremental and discrete use of the component DRA tools for extension purposes throughout the northern region of Ghana, but not of the DRA, the main output, as a whole.

In Tanzania, PHS have adopted a diversity approach, and are currently deploying an enquiry tool in Dodoma, Manyara and Singida regions. PHMS staff, who are also involved in this initiative, are undertaking further research into its applicability.

Scale of Current Use:

In northern Ghana, despite nominal acceptance by the authorities (i.e. RADU – NR) of its relevance to the implementation of the most recent agricultural extension policy, the DRA has not been formally adopted; and a funding proposal for its out-scaling to two adjacent regions was unsuccessful. RADU say that lack of funds prohibited them from using the methodology beyond the project phase.

Parallel efforts in Tanzania, which had wider participation and buy-in from more influential players in the ministry – and the associated creation of the post-harvest innovation learning alliance (PHILA; see http://www.nri.org/PHILA/) – have ensured persisting interest in the approach and its on-going use in focus districts.

While the new thinking on extension approaches, which emphasises pluralism, inclusion and farmer empowerment, and demand-led services, is now widely manifest in agricultural extension policies and implementation strategies, and the DRA and similar methodologies offer the means to advance implementation, adoption and spread require that key personnel have requisite understanding, resources and motivation.

Policy and Institutional Structures, and Key Components for Success:

In Ghana the DRA has not been formally adopted and received only limited promotional support from existing institutional components. This might suggest either that the output was not appropriate, or that the existing institutional setting was not supportive. We would argue that neither interpretation is accurate, nor do justice to the setting or output.

MoFA recognises the need for national extension services to:

�         be pluralistic, demand driven and client focused;

�         promote accountability in the public sector and be responsive to changing needs;

�         encourage private sector participation;

�         be consistent with other government policies, including decentralisation to district assemblies.

MoFA has acknowledged that these aims “call for a new way of visualising, planning and implementing delivery of agricultural extension services” (MoFA, 2002). The DRA was accordingly developed to assist MoFA and other key stakeholders in northern region with the delivery of improved agricultural extension services [1].

The project was coordinated by the post harvest unit (PHU) in the regional agricultural development unit (RADU), MoFA(NR), Tamale, but working with and through a coalition of local NGOs, and latterly the newly created district directors of agriculture (DDAs) in the district agricultural development units (DADUs). A project review [2] revealed that some DDAs were concerned by the way in which coalition NGOs were operating in their districts (i.e. without consulting them), and by the controlling role of the centrally-based PHU. Other concerns related to the PHU running the project as a parallel internal structure within RADU, and failing to adequately engage with the DADUs other RADU resource people. The coalition introduced measures to counter these tendencies, including recommendations that the regional director of agriculture (RDA) should take over coordination of the project. CPHP funds for the following year, the period during which these measures were expected to come into effect, were not however awarded, which terminated both project and the institutional learning.

Success of the parallel initiative in Tanzania, was helped by the decentralisation process there being more advanced, but more importantly by having an influential ‘champion’ at ministry level, who was able to promote the project and garner support.

[1] See MORRIS, M., ANDAN, F.H., ADDO, S., and HODGES, R. (2004), Responding to Diversity: A report on the deliberations of coalition members – MoFA, OICT, CAPSARD, CARD, UDS & NRI (UK) – and associated field staff, during an extended workshop held between 21 – 26 June, 2004, at MoFA and Tampe-Kukuo village, Tamale, Northern Region. Ministry of Food and Agriculture, Tamale, Ghana. 31pp.

[2] MORRIS, M., ANDAN, F.H., ADDO, S., BEDIAKO, J., BARIYAM, S. and HODGES, R. (2004), Review Workshop: Proceedings of a workshop organised by MoFA in coalition with OICT, CAPSARD, CARD, UDS and NRI (UK) and held on March 17th and 18th, 2004, at MoFA, Tamale, Northern Region. Ministry of Food and Agriculture, Tamale, Ghana. 37 pp.

Environmental Impact

Direct and Indirect Environmental Benefits:

Improving service providers’ understanding of farmers’ (post harvest) circumstances and demands is the starting point for prompter, more effective and efficient services; and will lead to direct beneficial environmental impact. The bio-physical environment is key to farmers’ livelihoods, and concerns arising from the natural resource base (e.g. levels of pest infestation, stored seeds and foods, materials for store construction, fuel wood availability, access to good water) should be identified sooner and met with more appropriate and sustainable solutions (e.g. use of safe storage insecticides, correct dosage or concentration applied).

The approach ensures that the differing bio-physical arenas (e.g. agro-ecological zones, high/medium/low potential areas, climate and climate variability, infrastructure, land planning) are taken into account. Poor and erratic rainfall for example, not only effects levels and quality of production, but influences pest incidence, grain moisture content and mould incidence, and patterns of consumption.

Adverse Environmental Impacts:

None

Coping with the Effects of Climate Change, or Risk from Natural Disasters:

The DRA output recognises that poor people are more vulnerable to climate variability and extremes of climate (e.g. drought, floods), and to the direct consequences of these factors (e.g. bush fires). By recognising the specific tribulations effecting different groups of poor people, the approach should not only enable direct problems to be addressed but also open the door to longer-term solutions that will help build adaptive capacity, both of such groups and of service providers.

Annex

Acronyms and Abbreviations

CAPSARD Community Action Programme for Sustainable and Rural Development
CARD Centre for Agricultural and Rural Development
CIDA Canadian International Development Agency
CPHP Crop Post-Harvest Programme
DADU District Agricultural Development Unit
DAES Directorate of Agricultural Extension Services
DDA District Director of Agriculture
DDO District Development Officer
DFID Department for International Development (UK)
DRA Diversity response approach
FARMER project Farmer-Responsive Mechanisms in Extension and Research project (CIDA funded)
GDCA Ghana Denmark Community Association
GTZ Deutsche Gesellschaft fur Technische Zusammenarbeit
HH Household
LGB Large grain borer, Prostephanus truncates
MAFC Ministry of Agriculture, Food and Cooperatives (Tanzania)
MAFS Ministry of Agriculture and Food Security (Tanzania)
MoFA Ministry of Food and Agriculture (Ghana)
NGND Northern Ghana Network for Development
NGO Non-governmental organisation
NR Northern Region
NRI Natural Resources Institute
OICT Opportunities Industrialisation Centres, Tamale
PH Post harvest
PHILA Post Harvest Innovation Learning Alliance
PHMS Plant Health Management Services (Tanzania)
PHS Plant Health Services (Tanzania)
PHU Post Harvest Unit (MoFA)
PRSP Poverty Reduction Strategy Paper
RADU Regional Agricultural Development Unit
RDA Regional Director of Agriculture
RTB Responsiveness Tool Box
SMS Subject Matter Specialist
UER Upper Eastern Region
UDS University for Development Studies, Nyankpala
WIAD Women in Agricultural Development

Relevant Research Projects, with links to the
Research for Development (R4D) web site
and Technical Reports:

R4D Project Title Technical Report
R6502 Mud based silos: farm stores for cereals
R6684 Risk warning to farmers of Larger Grain Borer infestation and reduced pesticide treatment in maize stores  51 MB
R6685 Improved design of indigenous stores – including minimising the use of hardwood resources  13 MB
R7442 Improvement in the storage and marketing quality of legumes (2nd phase)
R7486 Development of IPM techniques for the control of Larger Grain Borer, and effective management of household food grain stocks in sub-Saharan Africa (2nd phase)
R8179 Small-scale farmer utilisation of diatomaceous earths during storage
R8265 Improving household food security by widening the access of smallholder farmers to appropriate grain store pest management
R8460 Post harvest innovations: enhancing performance at the interface of supply and utilisation